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Regulatory Updates

SEBI Notification - KYC Updation

All investors are required to update their latest address, PAN details, email ids, mobile no and income range immediately in Demat accounts and Trading Accounts. This will also help the investors to get the instant information of their account.



SEBI has, vide the Circular No. SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/655 dated November 3, 2021, mandated the furnishing of PAN, Address with PIN, email address, mobile number, bank account details and nomination by holders of physical securities. Folios wherein any one of the cited document / details are not available on or after Apr 01, 2023, shall be frozen by the Registrars and Transfer Agent of the Company (RTA).



Filing complaints on SCORES - Easy & quick

  • Register on SCORE Portal
  • Mandatory details for filing complaints on SCORES:
    1. Name, PAN, Address, Mobile Number, Email ID
  • Benefits
    1. Effective communication
    2. Speedy redressal of the grievances
PFRDA REGULATION FIFTH AMENDMENT RELATED TO CONTINUATION OF NPS ACCOUNT AFTER 60 TO 70 YEAR

We wish to inform you that As per the aforesaid regulations, a subscriber not having any employee-employer relationship and after attaining the age of 60 years not having exercised the option to continue within the period of fifteen days, so stipulated, shall continue in the National Pension System till he attains the age of seventy years i.e subscriber registered under All Citizens of India sector can continue in NPS till the age of 70 years of age without submitting deferment /continuation request.
Investor Alert - IPO - ASBA,
As per new SEBI norms, Investors are not required to issue cheques while subscribing to IPO. Investors are required to provide their Bank account details and sign in the subscriber form to make payment in case of allotment. Investors fund will be transferred only upon allotment. The scheme will be applicable from 1 Jan 2016.

For KYC -
"KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary."

FOR SMS ALERTS -
"Prevent Unauthorized Transactions in your demat account --> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day......................issued in the interest of investors."